Varieties of Innovation Systems

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Mai 2013



Im Wettbewerb der Volkswirtschaften ist die Governance von Innovation und Wissenstransfer ein zentraler Faktor. Michael Ortiz vergleicht für die Automobilbranche und die Biotechnologie, wie die Innovationsregime in Deutschland, Großbritannien und Spaniengestaltet werden. Er liefert damit wichtige Erkenntnisse zu den Gründen für ökonomische Erfolge und Misserfolge in den betrachteten Ländern und Regionen.


Contents Preface9 1. Introduction11 2. Discussing Central Concepts and Definitions21 2.1 Knowledge Transfer: Economic Action and Knowledge Economy21 2.1.1 The Emergence of Knowledge Economy21 2.1.2 What Is "Knowledge" and How Can It Be "Transferred"? 22 2.2 The Institutional Embeddedness of Innovation and Learning 29 2.2.1 Defining Innovation29 2.2.2 The Systemic Character of Innovation and Knowledge Transfer32 2.2.3 A Sociological Perspective on Innovation Systems35 2.2.4 The "Governance" of Social Systems of Innovation and Production37 2.3 Production Regimes: Institutional Frameworks for Knowledge Transfer41 2.3.1 National Production Regimes-The Varieties-of-Capitalism- Approach43 2.3.2 Liberal and Coordinated Market Economies44 2.3.3Institutional Coherence, Complementarity and Modes of Innovation47 2.3.4 Criticizing the Varieties-of-Capitalism-Approach50 2.4 The Innovation Systems Approach-Spatial Dimensions of Innovation55 2.4.1 National Innovation Systems56 2.4.2 Regional Innovation Systems-Approaching a Fuzzy Concept59 2.5 A Heuristic Model of Regional Knowledge Transfer Systems86 3. Hypothesizing Structures and Mechanisms of Knowledge Transfer in Varieties of Capitalism94 3.1 Hypothesized Structures and Mechanisms in CMEs95 3.2 Hypothesized Structures and Mechanisms in LMEs101 3.3 Hypothesized Structures and Mechanisms in MMEs104 3.4 Summary108 4. A Qualitative Approach to Innovation System Analysis110 4.1 Conceptualizing an Internationally Comparative Qualitative Case Study: The Choice for a Qualitative Approach110 4.2 Sampling Strategies and Selection Criteria114 4.3 Selecting the National and Regional Cases120 4.4 The Guideline-Based Expert Interview as Research Method123 4.5 Selection of Experts as Units of Observation125 4.6 Evaluation Methods: Aggregation and Triangulation127 4.7 Quality Criteria and Analytical Generalization of the Results132 5. Germany-Knowledge Transfer Systems in a Coordinated Economy137 5.1 The German Economy-Conserving Industrial Structures137 5.2 The Case of Baden-Württemberg144 5.2.1 Locating Baden-Württemberg in the German Context144 5.2.2 Structures and Mechanisms of Knowledge Transfer in Baden-Württemberg: Six Governance Dimensions151 5.2.3 Summary.183 5.3 The Case of the Metropolitan Region Hannover Braunschweig Göttingen Wolfsburg188 5.3.1 Locating the Metropolitan Region HBGW in the German Context188 5.3.2 Structures and Mechanisms of Knowledge Transfer in the Metropolitan Region HBGW: Six Governance Dimensions196 5.3.3 Summary230 5.4 Lessons from the German Case236 6. Spain-Knowledge Transfer Systems in a Mediterranean Economy243 6.1 The Spanish Economy-Some Structural Facts.243 6.2 The Case of Catalonia250 6.2.1 Locating Catalonia in the Spanish Context250 6.2.2 Structures and Mechanisms of Knowledge Transfer in Catalonia: Six Governance Dimensions256 6.2.3 Summary285 6.3 The Case of the Madrid Community292 6.3.1 Locating the Madrid Community in the Spanish Context292 6.3.2 Structures and Mechanisms of Knowledge Transfer the Madrid Community: Six Governance Dimensions298 6.3.3 Summary327 6.4 Lessons from the Spanish Case332 7. UK-Knowledge Transfer Systems in a Liberal Market Economy340 7.1 The UK Economy-A Service Dominated Economy340 7.2 The East of England Case348 7.2.1 Locating the East of England in the UK Context348 7.2.2 Structures and Mechanisms of Knowledge Transfer in the East of England: Six Governance Dimensions355 7.2.3 Summary382 7.3 The Greater London Case388 7.3.1 Locating the Greater London Region in the UK Context388 7.3.2 Structures and Mechanisms of Knowledge Transfer in Greater London: Six Governance Dimensions395 7.3.3 Summary415 7.4 Lessons from the UK Case421 8. Conclusions430 8.1 Towards a Theory of Knowledge Transfer in Innovation Systems431 8.2 The Nature of Regional Variation in VoC440 8.3 Traditional Industrial vs. Metropolitan Knowledge Transfer Settings446 8.4 Sectoral Foci as Drivers of Regional Variation450 8.5 Towards a Varieties-Centered Research Agenda on Innovation and Knowledge Transfer453 8.6 Lessons for the VoC-Approach457 8.7 The Paths to Take-Policy Implications and Outlook459 Table Credits469 Figure Credits470 Bibliography473 Acknowledgements501 Index503


Michael Ortiz, Dr. rer. soc., promovierte an der Universität Mannheim.


The first decade of the 21st century ended with a dramatic worldwide fi-nancial and economic crisis, culminating in the crash of Lehman Brothers in September 2008 and the debt crisis in the USA and the Euro-Zone in 2010 (Scharpf 2011), and questioning the market economy systems in al-most all developed countries. With that, this crisis has also opened up a new chapter in the debate on the commonalities and varieties of capitalist systems, which dominated the field of political economy in the past de-cades (Streeck 2010). While this debate has in much of the postwar period been centered on the systemic antagonism of capitalism and so-cialism, the fall of communism in the late 1980s led the debate into an "end-of-history" (Fukuyama 1992) direction in the 1990s, presuming the global spread of the victorious capitalist system in its (neo-)liberal appear-ance, represented above all by the USA. This euphoria, however, even stronger inspired the field of political economy to develop a parallel re-search agenda focusing on the differences between national varieties of capitalism, not longer acknowledging the capitalist world as a unitary block, but, rather, as a diversified set of institutionally distinctly coordinated market economy systems (Chandler 1990; Albert 1993; Berger/Dore 1996; Crouch/Streeck 1997; Hollingsworth et al. 1994; Hollingsworth/Boyer 1997; Kitschelt et al. 1999; Whitley 1999). The rise of this varieties-of-capitalism-perspective in the 1990s and, above all, in the early 2000s through the influential contribution of Peter A. Hall and David Soskice (2001a), and its controversial reception in the light of the liberalization mainstream, now receive new vigor in the context of the actual crisis, in which whole national and international economic and financial systems are menaced in their stability by economic shockwaves, questioning their stability and their persistence as a whole.
While large parts of the debate on the varieties-of-capitalism-approach
emphasized at least a certain trend (if not pressure) towards liberalization of coordination even in those market economies previously organized in a different way (Deeg 2005; Hay 2005; Morgan et al. 2005; Streeck/Thelen 2005; Cerny et al. 2006; Deeg/Jackson 2007; Hall/Thelen 2009; Mahoney/Thelen 2010; Thelen 2010), the actually observable differences in the impact of the recent crisis raise more strongly than before the question of long-term sustainability in globalized capitalism, efficient structural models and comparative institutional advantages, not only, but especially when looking at the deficiencies of the financialized (neo-)liberal Anglo-Saxon model or of the state driven Mediterranean type of capitalism (Streeck 2010). Latest contributions and debates, not only in the field of political economy, vindicate in this connection for example the German coordinated market economy model, which is celebrated for its technological leadership in export intensive consumer durables and equipment goods, its innovative capacity and international competitiveness (The Economist 2010), revitalizing the varieties perspective and providing new impetus to deeply understand the roots of these distinct success stories.
Even stronger than before, in the context of the current crisis also the consequences of economic globalization on national market economies are debated, in which economic action is increasingly determined by boundless globalized markets, flows of trade, goods and communication, as well as internationalized competition (Giddens 1990; Hirst/Thompson 1996; Held et al. 1999; Robertson 2001; McMichael 2005). In this debate, there is a broad consensus that in contrast to the 1980s and 1990s, for firms in the developed industrial nations the reorganization of firm structures as well as the rationalization and flexibilization of production processes no longer stand in the focus of their entrepreneurial activities. Rather, it is now acknowledged that in a situation
of global competition, it is of increasing importance for these firms to come up with marketable product, process and service innovations faster and faster (a.o. Archibugi et al. 1999; Streeck 2004; Archibugi/Iammarino 2010). The innovative ability of firms and, thus, whole national economies becomes the decisive factor for the competitiveness of firms in internationalized markets, giving those types of market economies competitive edges which provide adequate and efficient institutional environments to their economic actors to be innovative.
In the centre of these innovation activities stand processes of produc-ing and transferring knowledge and, thus, mutual learning. In the emer-gent "knowledge economy" (Cooke 2002), different forms of knowledge become quantitatively and qualitatively more and more important produc-tion factors, which is reflected by increasing knowledge related investments in R&D, education and software and is continuously pushed on by the proceeding expansion of information and communication technologies (Al-Laham 2003; Cooke et al. 2007; Godin 2006; Heidenreich 2002; 2003). It is, consequently, indispensible for firms and whole regional and national economies to efficiently create structures and mechanisms for transferring these different types of knowledge between different kinds of actors to enable successful learning and innovation processes, since it is the ability to learn which finally determines their sustainable development and economic success. It will be these structures and mechanisms of knowledge transfer in distinct institutional market economy environments that will be the main concern of this study, contributing with that to the deeper understanding of the institutional roots of distinct models of learning and innovation systems.

EAN: 9783593398983
ISBN: 3593398982
Untertitel: The Governance of Knowledge Transfer in Europe. 'Akteure und Strukturen. Studien zur vergleichenden empirischen Sozialforschung'. zahlreiche Grafiken und Tabellen. Sprache: Englisch.
Verlag: Campus Verlag GmbH
Erscheinungsdatum: Mai 2013
Seitenanzahl: 507 Seiten
Format: kartoniert
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